Banking Law

Clark Hill attorneys and other professional have been representing clients in all aspects of the banking industry. As in all other aspects of our practice, our philosophy is to use our years of experience, industry knowledge and legal expertise to ensure our clients achieve their goals. Over the years, Clark Hill has successfully represented;

  • Federally Chartered Savings & Loan Associations
  • National Banks
  • State Banks
  • Community Banks
  • Bank Holding Companies
  • Leasing Companies
  • Pension Plan Administrators
  • Insurance Companies
  • Large Private Investors
  • Registered Broker-Dealers
  • Mortgage Brokers
  • Guarantor Organizations.

Our services range from the formation of these institutions and their holding companies, to commercial & real estate finance, equipment leasing, litigation, trust department services, regulatory affairs & compliance, mergers and acquisitions, bankruptcy, and lending transactions. To find out more regarding our expertise click here: Banking & Finance

 

Experience

Represented broker-dealers and municipal advisors in connection with formal examinations and informal inquiries by the SEC and FINRA

Advised broker-dealers on compliance issues relating to secondary market trading

Represented financial markets trade associations in connection with municipal securities market regulatory initiatives, including preparing industry-wide model documentation and advising on comment letters to rulemaking proposals

Representation of investment advisers and broker-dealers in SEC, FINRA, and state securities commission audits and enforcement actions.

Tags: Banking
Representation of the senior secured lender with respect to a $13,000,000 asset based credit facility, the proceeds of which were used, among other things, to finance the acquisition by the borrower of substantially all of the assets of a company in the book binding business. A portion of the credit facility was covered by a guarantee from the Export Import Bank of the United States.